Full text of GORDON, HASKETT CAPITAL CORPORATION's X-17A-5 filed 2025-06-24 (period 2025-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | 0MB APPROVAL | |---------------------------| | 0MB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response:<br>12 | | | | | SEC FILE NUMBER *g1-* ~ 'J'f'I- | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------|-----------------------------------------|--------------------------------------------| | FILING FOR THE PERIOD BEGINNING 04/01/2024 | | AND ENDING 03/31/2025 | | | | MM/DD/VY | | MM/DD/VY | | | A. REGISTRANT IDENTIFICATION | | | | NAME oF FIRM: Gordon, Haskett Capital Corporation | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>0 Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | □ Security-based swap dealer | □ Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 441 Lexington Avenue, 10th Floor | | | | | | (No. and Sti'eet) | | | | New York | NY | | 10017 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Michael E. Haskett | 212-883-0600 | | MHaskett@GordonHaskett.com | | (Name) | (Area Code-Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | Sanville & Company LLC | | | | | | {Name- if individual, state last, first, and middle name) | | | | 2617 Huntingdon Pike | Huntingdon Valley PA | | 19006 | | (Address) | (City) | (State) | (Zip Code) | | 09/18/2003 | | 169 | | | | | | | | lte of Regi~ration w~t~-~C-A~~)(if a~~licable) | FOR OF~ICl~L~5.E~-~~y- - | | (P~OB Registration Num_b:r,~f •~plic~b~e'. | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public<br>accollntant must be supported hy a sti:ltement of facts and circumstances re'lied on as the bcisis-0f the exemption. See 17 | | | | CFR 240.17a-S(e)(l){ii), if applicable. Persons who a…Read the full text as markdown