Full text of GORDON, HASKETT CAPITAL CORPORATION's X-17A-5 filed 2023-08-30 (period 2023-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | ANNUAL REPORTS | |----------------| | FORM X-17 A-5 | | PART Ill | | 0MB APPROVAL | | |--------------------------|----| | 0MB Number: 3235-0123 | | | Expires: Oct. 31, 2023 | | | Estimated average burden | | | hours per response: | 12 | | SEC FILE NUMBER | | |-----------------|--| | 8-33944 | | **FACING PAGE** **Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | ___<br>___<br>0_<br>0_<br>22<br>41_<br>11_ | AND ENDING | 3 __<br>____<br>13_1_<br>03_<br>12_<br>_ | |---------------------------------|--------------------------------------------|------------|------------------------------------------| | | MM/00/YY | | MM/00/YY | **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: \_o\_o\_RD\_O\_N\_HA\_S\_KE\_TT\_C\_AP\_IT\_AL \_\_ c\_o\_RP\_O\_RA\_TI\_O\_N \_\_\_\_\_\_\_\_\_\_\_ \_ TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer D Security-based swap dealer D Major security-based swap participant 0 Check here if respondent is also an OTC derivatives dealer | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | |--|--|---------------------------------------------------------------------| |--|--|---------------------------------------------------------------------| 441LEXINGTON AVENUE | | (No. and Street) | | | |----------------------------------------------|------------------------------------------------------------------------------------------------------------------------|----------------------------|------------------------------------------| | NEW YORK | NY | | 10017 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | MICHAELE. HASKETT | 212-883-0600 | MHASKETT@GORDONHASKETT.COM | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | EISNERAMPER LLP | (Name - if individual, state last, first, and middle name) | | | | 733 THIRD A VENUE | NEWYORK | NY | 10017 | | (Address) | (City) | (State) | (Zip Code) | | 09/29/03 | | 274 | | | r" | of Re~,tcatloo with PCAOBJ(;f appUrable) FOR OFFICIAL USE ONLY | | (PCAOB R,g;snatloo N"mbec, ff appll~ble) | | | | | | | | | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | accountant must be suppo…Read the full text as markdown