ABN AMRO CLEARING CHICAGO LLC X-17A-5 (2022-03-01) — Broker-dealer annual report

Full text of ABN AMRO CLEARING CHICAGO LLC's X-17A-5 filed 2022-03-01 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ ![](_page_0_Picture_0.jpeg) Statement of Financial Condition and Supplemental Information Year Ended December 31, 2021 With Report of Independent Registered Public Accounting Firm These Financial Statements and Supplemental Information are confidential pursuant to subparagraph (e) (3) of Rule 17a-5 of the Securities and Exchange Commission and Regulation 1.10(g) of the Commodity Exchange Act. {1}------------------------------------------------ # **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** OMBNumber: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 OMB APPROVAL # **ANNUAL REPORTS FORM X-17A-5 PART III** | Estimated average burden | | |--------------------------|--| | hours per response: 12 | | | | | SEC FILE NUMBER **FACING PAGE** **Information RequiredPursuant toRules 17a-5,17a-12, and 18a-7under the Securities ExchangeAct of 1934** | FILINGFOR<br>THE<br>PERIOD | BEGINNING_______01/01/21______AND | | ENDING ________12/31/21_______ | |-----------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------|--------------------------------|----------------------------------------------------------------------------| | | MM/DD/YY | | MM/DD/YY | | | A.<br>REGISTRANT | IDENTIFICATION | | | NAMEOF<br>FIRM: | | | ___ABN AMRO Clearing Chicago LLC__________________________________________ | | TYPEOF<br>REGISTRANT<br>(checkall<br>☐<br><br>Broker-dealer<br>Security-based<br>☐ Check here ifrespondent is also an OTC derivatives dealer | applicable<br>boxes):<br>swap<br>dealer | ☐<br>Majorsecurity-based | swap participant | | ADDRESSOF<br>PRINCIPAL<br>PLACE OF | BUSINESS:<br>(Do not<br>use a | P.O. box<br>no.) | | | 175 West Jackson Boulevard, Suite 2050 | | | | | | (No. and Street) | | | | Chicago | Illinois | | 60604 | | (City) | (State) | | (Zip Code) | | PERSONTO<br>CONTACT<br>WITH | REGARD TOTHISFILING | | | | | | | | | Michael Delheimer (312) 604-8000 | | | DL-AACB-USFinance-Regulatory-Reporting@abnamroclearing.com | | (Name) | (Area Code – Telephone Number) | | (Email Address) | | | B.<br>ACCOUNTANT | IDENTIFICATION | | | INDEPENDENT<br>PUBLICACCOUNTANT<br>Ernst & Young LLP | whose<br>reports<br>are | contained<br>in<br>thisfiling* | | | | (Name – ifindividual, state last,first, and middle name) | | | | 155 N Wacker Driv…

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