Full text of ABN AMRO CLEARING USA LLC's X-17A-5 filed 2024-02-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  Financial Statements and Supplemental Information Year Ended December 31, 2023 With Report of Independent Registered Public Accounting Firm These Financial Statements and Supplemental Information are confidential pursuant to subparagraph (e) (3) of Rule 17a-5 of the Securities and Exchange Commission and Regulation 1.10(g) of the Commodity Exchange Act. {1}------------------------------------------------ | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | OMB APPROVAL<br>OMB Number: 3235-0123<br>Expires: Oct. 31, 2025,<br>Estimated average burden<br>hours per response: 12 | |-------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------| | | SEC FILE NUMBER | | | | ANNUAL REPORTS<br>FORM X-17A-5 | | | | PART III | | | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | FILING FOR THE PERIOD BEGINNING | 01/01/23______________________________________________________________________________________________________________________________________________________________________<br>AND ENDING<br>MM/DD/YY | 12/31/23<br>MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF FIRM: | | | | L Check here if respondent is also an OTC derivatives dealer | മ Broker-dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | 175 West Jackson Boulevard, Suite 2050 | (No. and Street) | | | | | | | Chicago<br>(City) | Illinois<br>(State) | 60604<br>(Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Michael Delheimer (312) 604-8000<br>(Name) | DL-AACB-USFinance-Regulatory-Reporting@abnamroclearing.com<br>(Area Code - Telephone Number) | (Email Address) | | | B. Account and IDENTIFICATION | | | | | | | Ernst & Young LLP | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | (Name - if individual, state last, first, and middle name) | | | 155 N Wacker Drive | Chicago | Illinois<br>60606 | | | (City) | (State)<br>(Zip Code) | | (Address)<br>10/20/2003<br…Read the full text as markdown