Full text of ABN AMRO CLEARING USA LLC's X-17A-5 filed 2023-03-01 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  Statement of Financial Condition and Supplemental Information Year Ended December 31, 2022 With Report of Independent Registered Public Accounting Firm These Financial Statements and Supplemental Information are confidential pursuant to subparagraph (e) (3) of Rule 17a-5 of the Securities and Exchange Commission and Regulation 1.10(g) of the Commodity Exchange Act. {1}------------------------------------------------ # UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 OMB APPROVAL # ANNUAL REPORTS FORM X-17A-5 PART III SEC FILE NUMBER FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING_______01/01/22______AND ENDING ________12/31/22_______ | | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------------------------------------------------------|--------------------------------------------| | | MM/DD/YY | | MM/DD/YY | | | A.<br>REGISTRANT IDENTIFICATION | | | | | | | | | NAME OF FIRM: ___ABN AMRO Clearing Chicago LLC__________________________________________ | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | ;<br>Broker-dealer | ܆Security-based swap dealer | ܆Major security-based swap participant | | | ܆ Check here if respondent is also an OTC derivatives dealer | | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 175 West Jackson Boulevard, Suite 2050 | | | | | | (No. and Street) | | | | Chicago | | Illinois | 60604 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Michael Delheimer (312) 604-8000<br>(Name) | (Area Code – Telephone Number) | DL-AACB-USFinance-Regulatory-Reporting@abnamroclearing.com | (Email Address) | | | | | | | | B.<br>ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | Ernst & Young LLP | | | | | | (Name – if individual, state last, first, and middle name) | | | | 155 N Wacker Drive | Chicago | Illinois | 60606 | |…Read the full text as markdown