Full text of SYNOVUS SECURITIES, INC.'s X-17A-5 filed 2019-03-01 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Statement of Financial Condition December 31, 20 18 (With Report of Independent Registered Public Accounting Firm Thereon) {1}------------------------------------------------ ### **Contents of Report** This report contains (check all applicable boxes) - X (a) Facing page - X (b) Statement of Financial Condition - (c) Statement of Operations - (d) Statement of Cash Flows - (e) Statement of Changes in Stockholders' Equity or Partners' or Sole Proprietors' Capital - **(1)** Statement of Changes in Liabilities Subordinated to Claims of General Creditors - (g) Computation of Net Capital - (h) Computation for Determination of Reserve Requirements Pursuant to Rule I 5c3-3 - (i) Information for Possession or Control Requirements under Rule I 5c3-3 - (j) A Reconciliation, inc luding appropriate explanation of the Computation of Net Capital Under Rule 15c3-3 and the Computation for Determination of the Reserve Requirements Under Exhibit A of Rule 15c3-3 - (k) A Reconciliation between the audited and unaudited Statements of Financial Condition with respect to methods of consolidation - X (I) An Oath or Affirmation - (m) A copy of the SIPC Supplemental Report (not required) - (n) A report describing any material inadequacies found to exist or found to have existed since the date of the previous audit. {2}------------------------------------------------ UNITED STATES SECURITIESANDEXCHANGECOI\IMISSION Washington, D.C. 20549 OMB APPROVAL OMBNumber: 3235-0123 Expires: August 31, 2020 Estimated average burden hours per response .. .... 12.00 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** SEC ALE NUMBER 8- FACING PAGE Informa tion Rcft uired of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-S T hereunder | REPORT FOR TilE PERIOD UEGINNING_ | __<br>J_a_n_u_a_ry_<br>1_,_2_0_1_8 | AND ENDING_ D_e_c_e_m_ be_ | r _3 _1 _, _2 _0 _1 8_ _ | | |------------------------------------------------------------------------------------------|---------------------------------------------------------------------|----------------------------|------------------------------|--| | | MM/DD/YY | | MM/DD/YY | | | | A. IlEGISTRANT IDENTIFICATION | | | | | NAME OF OROKER-DEALER: | Synovus Securities, Inc. | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF OUSINESS: (Do not use P.O. Box No.) | | | FIRM 1.0. NO. | | | | 1137 Firs<br>t Avenue | | | | | | (No. and Street) | | | | | Columbus | Geor…Read the full text as markdown