Full text of SYNOVUS SECURITIES, INC.'s X-17A-5 filed 2022-02-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Statement of Financial Condition December 31, 2021 (With Report of Independent Registered Public Accounting Firm Thereon) {1}------------------------------------------------ ## **Contents of Report** This filing contains (check all applicable boxes): - X (a) Statement of financial condition. - X (b) Notes to con sol ida ted statement of financial condition. (c) Statement of operations or, ifthere is other comprehensive income in the period(s) presented, a statement of comprehensive income (as defined in § 210.1-02 of Regulation S-X). - (d) Statement of cash flows. - (e) Statement of changes in stockholders' or partners' or sole proprietor's equity. - (t) Statement of changes in liabilities subordinated to claims of creditors. - (g) Notes to consolidated financial statements. **(h)** Computation of net capital under 17 CFR 240.15c3-l or 17 CFR 240. 18a-l, as applicable. (i) Computation of tangible net worth under 17 CFR 240. 18a-2. U) Computation for determination of customer reserve requirements pursuant to Exhibit A to 17 CFR 240. 15c3-3. (k) Computation for determination of security-based swap reserve requirements pursuant to Exhibit B to 17 CFR 240.15c3-3 or Exhibit A to 17 CFR 240.18a-4, as applicable. (I) Computation for Determination ofPAB Requirements under Exhibit A to § 240.15c3-3. (m) lnfonnation relating to possession or control requirements for customers under 17 CFR 240. 15c3-3. (n) Information relating to possession or control requirements for security-based swap customers under 17 CFR 240.15c3-3(p )(2) or 17 CFR 240.18a-4, as applicable. (o) Reconciliations, including appropriate explanations, of the FOCUS Report with computation of net capital or tangible net worth under 17 CFR 240.15c3- 1, 17 CFR 240.18a-l, or 17 CFR 240.18a-2, as applicable, and the reserve requirements under 17 CFR 240.15c3-3 or 17 CFR 240.18a-4, as applicable, if material differences exist, or a statement that no material differences exist. (p) Summary of financial data for subsidiaries not consolidated in the statement of financial condition. X (q) Oath or affirmation in accordance with 17 CFR 240.17a-5, 17 CFR 240.17a-1 2, or 17 CFR 240.18a-7, as applicable. (r) Compliance report in accordance with 17 CFR 240.17a-5 or 17 CFR 240.18a-7, as applicable. (s) Exemption report in accordance with 17 CFR 240.17a-5 or 17 CFR 240.18a-7, as applicable. {2}------------------------------------------------ X (t) Independent public…Read the full text as markdown