Full text of SYNOVUS SECURITIES, INC.'s X-17A-5 filed 2021-03-01 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **SYNOVUS SECURITIES,** INC. (A Wholly Owned Subsidiary of Synovus Financial Corp.) Statement of Financial Condition December 31, 2020 (With Report of Independent Registered Public Accounting Firm Thereon) {1}------------------------------------------------ #### Contents of Report This report contains (check all applicable boxes) - X (a) Facing page - X (b) Statement of Financial Condition - (c) Statement of Operations - (d) Statement of Cash Flows - (e) Statement of Changes in Stockholders' Equity or Partners' or Sole Proprietors' Capital - (f) Statement of Changes in Liabilities Subordinated to Claims of General Creditors - (g) Computation of Net Capital - (h) Computation for Determination of Reserve Requirements Pursuant to Rule l5c3-3 - (i) Information for Possession or Control Requirements under Rule 15c3-3 - G) A Reconciliation, including appropriate explanation of the Computation of Net Capital Under Rule 15c3-3 and the Computation for Determination of the Reserve Requirements Under Exhibit A of Rule l5c3-3 - (k) A Reconciliation between the audited and unaudited Statements of Financial Condition with respect to methods of consolidation - X (I) An Oath or Affrrmation - (m) A copy of the SIPC Supplemental Report (not required) - (n) A report describing any material inadequacies found to exist or found to have existed since the date of the previous audit. {2}------------------------------------------------ UNITEDSTATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549 OMB APPROVAL OMBNumber: 3235-Q123 Expires: October 31,2023 Estimated average burden hours per response ...•.. 12.00 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** | SEC ALE NUMBER | | |----------------|--| | 8- | | FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING | January 1, 2020<br>MM/ DDIYY | AND ENDING | December 31<br>MMmDIYY | , 2020 | |-------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|------------|------------------------|--------------------------------| | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: | Synovus Securities, Inc. | | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>1…Read the full text as markdown