Full text of BOK FINANCIAL SECURITIES, INC.'s X-17A-5 filed 2020-02-11 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | SEC FILE NUMBER | |-----------------| | 3538.<br>8- | | REPORT FOR THE PERIOD BEGINNING 01/01/2019 | | | AND ENDING 12/31/2019 | | |----------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------|--------------------------------------------------------|-----------------------|--------------------------------| | | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER: BOK Financial Securities, Inc. | | | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | FIRM I.D. NO. | | One Williams Center, Plaza East | | | | | | | ਲ ਸਾਲ ਦੀ ਅਤੇ 10 ਕਾਲੀ 12 11 | (No. and Street) | | | | | Comments of the without<br>Tulsa (565) (4) 1483 more ( | Oklahoma | 74172 | | | (City) | | (State) | (Zip Code) | | | NAME AND TELEFFONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Robert Ledvora (4050 272-2311 | | | | | | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>Ernst & Young LLP | | | | | | | | (Name - if individual, state last, first, middle name) | | | | One Williams Center, Suite 1700 Tulsa | | | Oklahoma | 74172 | | (Address) | (City) | | (State) | (Zip Code) | | CHECK ONE: | | | | | | Certified Public Accountant | | | | | | Public Accountant | | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | {1}------------------------------------------------ | of December 31, | 20 2019 ___ are true and correct. I further swear (or affirm) that | |------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | | neither the company nor any partner, principal officer or director has any proprietary interest in any account | | classified solely as that of a customer, except as follows: | | | | | | | | | | | | | | | | | | | Signature | | | | | | Chief Financial Officer | | | Title | | | Notary Public | | Notary Public | State of Oklahoma<br>JACOB WELSH | | This report ** contains (check all applicable boxes): | TULSA C…Read the full text as markdown