Full text of BOK FINANCIAL SECURITIES, INC.'s X-17A-5 filed 2022-02-10 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | UNITED STATES SECURITIE SAND EXCHANGE<br>COMMISSION Washing ton, D.C. 20549<br>ANNUAL REPORTS | | | 0MB APPROVAL<br>0MB Number: 3235-0123<br>Expires: Oct. 31, 2023<br>Estimated average burden<br>hours per response: 12 | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|----------------------|-----------------------------------------------------------------------------------------------------------------------|-----------------------------------------| | | | SEC FILE NUMBER | | | | FORM X-17A-5 | | 8-35381 | | | | PART Ill | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | | FILING FOR THE PERIOD BEGINNING | 01/01/2021 | ___ | | AND ENDING __ 12/31/2021 __<br>_ | | | MM/DD/YY | | | MM/DD/YY | | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: _BOK Financial Securities, Inc. | | ____________________ | | _ | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | igJ. Broker-dealer D Security-based swap dealer D Major security-based swap participant<br>D Check here if respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)<br>_One Williams Center, Plaza East | | | | _ | | | _________________________<br>(No. and Street) | | | | | | | | | | | _______<br>Tulsa<br>(City) | _________ | Oklahoma<br>(State) | ___________ | ___<br>74172<br>_<br>(Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | | | | ________<br>Robert Ledvora<br>(Name) | (405) 272-2311<br>(Area Code -Telephone Number) | _____ | rledvora@bokf.com<br>(Email Address) | __<br>_ | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | Ernst & Young LLP | | | _ | | ____________ | (Name - if individual, state last, first, and middle name) | __________________ | | | | | | | | | | _One Williams Center, Suite 1700<br>(Address) | ___<br>Tulsa<br>(City) | __________ | (State) | Oklahoma __ 74172 __<br>_<br>(Zip Code) | | _October 20, 2003 | ____________________ | | 42 | ________<br>_ | \* Claims for exemption from th…Read the full text as markdown