Full text of BOK FINANCIAL SECURITIES, INC.'s X-17A-5 filed 2023-02-24 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | FILING FOR THE PERIOD BEGINNING | 01/01/2022 | AND ENDING | | 12 /31/2022 | | | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|---------------------------------------------------|--------------------------------------------|-------------|--|--| | | MM/DD/YY | | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | BOK Financial Securities, Inc.<br>NAME OF FIRM: | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>_ Security-based swap dealer<br>le Broker-dealer<br>[] Check here if respondent is also an OTC derivatives dealer | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | One Williams Center, Plaza East | | | | | | | | (No. and Street) | | | | | | | | Tulsa | | Oklahoma | | 74172 | | | | (City) | (State) | | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Robert Ledvora<br>(405) 272-2311<br>rledvora@bokf.com | | | | | | | | (Name) | | (Area Code - Telephone Number)<br>(Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | Ernst & Young LLP | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | One Williams Center Suite 1700 | Tulsa | | Oklahoma 74172 | | | | | (Address) | (City) | | (State) | (Zip Code) | | | | October 20, 2003 | | 42 | | | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | | | FOR OFFICIAL USE ONLY | | | | | | {1}------------------------------------------------ - - - - - - - - - - - - - - - - - - - - - - - - - - - {2}------------------------------------------------ FINANCIAL STATEMENTS AND SUPPLEMENTAL INFORMATION BOK Financial Securities, Inc. Year Ended December 31, 2022 With Report of Independent Registered Public Accounting Firm {3}------------------------------------------------ | Financial Statements | |------------------------------| | and Supplemental Information | | As of and for the Year Ended | | December 31, 2022 | # **Contents** | | | Report of Independent Registered Public Accounting Firm<br>1 | |--|--|--------------------------------------------------------------| | | | | # **Finan…Read the full text as markdown