Full text of RAPHAEL ARYEH's X-17A-5 filed 2021-04-12 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** QMB APPROVAL MB Number. 3235-0123 xpires: October 31 , 2023 stimated average burden hours er res onse ..... 12.00 # **ANNUAL AUDITED REPORi FORM X-17 A-5 PART Ill** | SEC FILE NUMBER | |-----------------| | | ## **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINING ___ | ___<br>J_A_N_U_A_R_Y_l,._2_0_20<br>MM/DD/YY | AND ENDING | DECEMBER 31, 2020<br>MM/DD/YY | |---------------------------------------------------------------------------|------------------------------------------------------------|--------------------------------|-------------------------------| | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER DEALER: | RAPHAEL ARYEH AND ASSOCIATES | | OFFICAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | FIRM ID. NO. | | | | 141-51 72ND CRESCENT | | | | | '<br>(No. and Street) | | | | FLUSHING | -<br>NY | | 11367 | | (City) | (State) | | (Zip Code) | | | B. ACCOUNTANT DESIGNATION | | | | | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report* | | | | | | OHAB AND COMPANY, PA<br>(Name - if individual, state last, | | | | 100 E. SYBELIA A VENUE, SUITE 130, MAITLAND | | first, middle name)<br>FLORIDA | 32751 | | (Address and City) | | (State) | (Zip Code) | | CHECK ONE: | | | | | Iii Certified Public Accountant | | | | | D Public Accountant | | | | | | | | | | D Accountant not resident in United States or any of its possessions | | | | *\*Claims for exemption from the requirement that the annual audit be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See section 240. l 7a-5(e)(2).* > **Potential persons who are to respond to the collection of information contained in this form are required to respond unless the form displays a current valid 0MB control number.** **SEC 1410 (11-05)** {1}------------------------------------------------ # **OATH OR AFFIRMATION** | I, | RAPHAEL ARYEH | · | , swear (or affirm) that, to the | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------…Read the full text as markdown