Full text of RAPHAEL ARYEH's X-17A-5 filed 2022-05-04 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # UNITED STATES **SECURITIES AND EXCHANGE COMMISSION** 0MB APPROVAL | SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | 0MB Number: 323S-0123<br>Expires: Oct. 31, 2023<br>Estimated average burden<br>hours per response:<br>12 | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------| | ANNUAL REPORTS | SEC FILE NUMBER | | FORM X-17A-5 | | | PART Ill | | | I t<br>FACING PAGE<br>n ormation Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934<br>FILING FOR THE PERIOD BEGINNING January 1, 2021 | AND ENDING December 31, 2021 | | MM/DD/YY | MM/DD/YY | | A. REGISTRANT IDENTIFICATION | | | NAME OF FIRM: RAPHAEL ARYEH AND ASSOCIATES | | | TYPE OF REGISTRANT (check all applicable boxes):<br>ii Broker-dealer<br>D Security-based swap dealer<br>D Check here if respondent ls also an OTC derivatives dealer | . □ Major security-based swap participant | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | 141-51 72 CRESCENT | | | (No. and Street) | | | FLUSHING<br>N. Y. | 11367 | | (City)<br>(State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | RAPHAEL ARYEH<br>Aryerap@verizon.net<br>718/263/4852 | | | (Name)<br>(Area Code - Telephone Number) | (Email Address) | | B. ACCOUNTANT IDENTIFICATION | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | OHAB AND COMPANY, PA | | | (Name - if individual, state last, first, and middle name)<br>100 E SYBELIAAVE, SUITE 130 MAITLAND<br>FL | 32751 | | (State)<br>(Address)<br>(City) | (Zip Code) | | 1839<br>JULY 28, 2004 | | | (Date of Registration with PCAOB}(lf applicable} | (PCAOB Registration Number, if apollcable) | | FOR OFFICIAL USE ONLY | | | • Clalms for exemption from the requirement that the annual reports be covered by the reports of an independent public | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of** information **contained** in **this** form are not **required to respond unless the form displays a** currently **valid 0MB control number.** {1}------------…Read the full text as markdown