Full text of RAPHAEL ARYEH's X-17A-5 filed 2023-04-04 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-5 PART III | OMB APPROVAL | |----------------------------------| | OMB Number: 3235-0123 | | Expires: Oct. 31, 2023 | | Estimated average burden | | ours per response:<br>13 | | | | 20 2017 2017 2 210 2022 200 2019 | 8-35565 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 Filing for the period beginning 1/1/2022 MM/DD/YY AND ENDING\_12/31/2022 MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: RAPHAEL ARYEH AND ASSOCIATES TYPE OF REGISTRANT (check all applicable boxes): @ Broker-dealer \_ \_ \_ \_ \_ Security-based swap dealer \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 141-51 72 CRESCENT | | (No. and Street) | | | |----------------------------------------------|------------------------------------------------------------|------|-----------------------| | FLUSHING | N.V. | | 11367 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | RAPHAEL ARYEH | 718-263-4852 | | aryerap@verizon.net | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | Jennifer Wray CPA PLLC | (Name - if individual, state last, first, and middle name) | | | | | | | | | 800 Bonaventure Way, Suite 168 Sugar Land | | | 1 X<br>77479 | | | (City) | | (State)<br>(Zip Code) | | (Address)<br>11/30/2016 | | 6328 | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION I. RAPHAEL ARYEH " " " swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of RAPHAEL ARYEH AND ASSOCIATES 12/31 r or equivalent nerror . I further swear (…Read the full text as markdown