Full text of EQUUS FINANCIAL CONSULTING LLC's X-17A-5 filed 2022-02-23 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **Equus Financial Consulting, LLC Statement of Financial Condition December 31, 2021** {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: # ANNUAL REPORTS FORM X-17A-5 PART III SEC FILE NUMBER 8-52728 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING | 01/01/21<br>MM/DD/YY | AND ENDING | | 12/31/21<br>MM/DD/YY | |------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------|------------------------------------------------------------|-----------------|-----------------------------------------------| | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: Equus Financial Consulting LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>ly Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 78 Pine Street, Suite 101 | | | | | | | (No. and Street) | | | | | New Canaan | CT | | 06840 | | | (City) | | (State) | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Darryl Glatthorn | dglatthorn@equusfc.com<br>203-222-7400 | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Alperin, Nebbia & Associates, CPA, PA | | (Name - if individual, state last, first, and middle name) | | | | | | | NJ | 07004 | | 375 Passaic Avenue, Suite 200<br>(Address) | Fairfield<br>(City) | | (State) | (Zip Code) | | | | | | | | 2/24/2009 | | 3397 | | (PCAOB Registration Number, if applicable) | | (Date of Registration with PCAOB)(if applicable) | FOR OFFICIAL USE ONLY | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | and the courter brong of the ovemption Soo 17 | Claims for Exemption from the roy a statement of facts and circumstances relied on as the basis of the exemption. CFR 240.17a-5(e)(1)(ii), if applicable. CFR 240.17a-5(F)(L)(i), if applicable. Persons who are to respond…Read the full text as markdown