EQUUS FINANCIAL CONSULTING LLC X-17A-5 (2019-02-28) — Broker-dealer annual report

Full text of EQUUS FINANCIAL CONSULTING LLC's X-17A-5 filed 2019-02-28 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: EQUUS FINANCIAL CONSULTING LLC
• Form: X-17A-5
• Filed: 2019-02-28
• Period: 2018-12-31
• Accession: 0001289009-19-000005
• CIK: 1289009
• File #: 8-66467
• Material weakness: No
• Auditor: Berkower LLC
• Auditor location: Iselin, NJ
• Contact: Steven Singer
• Phone: 561-784-8922
• Signed by: Darryl Glatthorn (Managing Partner)

Document text (excerpt)

X-17A-5 0001289009 XXXXXXXX LIVE false false false 01-01-2018 12-31-2018 Broker-dealer N EQUUS FINANCIAL CONSULTING LLC 78 PINE ST., SUITE 101 NEW CANAAN CT 06840 Steven Singer 561-784-8922 Berkower LLC 517 Route One Iselin NJ 08830 Certified Public Accountant Darryl Glatthorn EQUUS FINANCIAL CONSULTING LLC 12-31-2018 none Darryl Glatthorn Managing Partner Y

Read the full text as markdown

Other filings by this registrant

• X-17A-5 — 2026-02-13
• X-17A-5 — 2025-02-21
• X-17A-5 — 2024-02-23
• X-17A-5 — 2023-02-17
• X-17A-5 — 2022-02-23
• X-17A-5 — 2021-02-23
• X-17A-5 — 2020-03-02
• X-17A-5 — 2018-03-01
• X-17A-5 — 2017-03-01
• X-17A-5 — 2016-02-29
• X-17A-5 — 2015-02-27
• X-17A-5 — 2014-02-27

Original filing on SEC EDGAR (source of record)