Full text of EQUUS FINANCIAL CONSULTING LLC's X-17A-5 filed 2025-02-21 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **Equus Financial Consulting, LLC Statement of Financial Condition December 31, 2024** {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART Ill | | 0MB APPROVAL | |---------------------------| | 0MB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response:<br>12 | | | | SEC FILE NUMBER | | |-----------------|--| | 8-52728 | | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **01/01 /24** AND ENDING **12/31 /24** MM/DD/VY MM/DD/YY <sup>I</sup>PCAOB **Regist,atioo** Norn **be,,** • applicable) I **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Equus Financial Consulting LLC TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer D Security-based swap dealer D Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | 78 Pine Street, Suite 101 | | | | |----------------------------------------------|---------------------------------------------------------------------------|------------------------|------------| | | (No. and Street) | | | | New Canaan | CT | | 06840 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Darryl Glatthorn | 203-222-7 400 | dglatthorn@equusfc.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | Alperin, Nebbia & Associates, CPA, PA | | | | | (Name - if individual, state last, first, and middle name) | | | | 375 Passaic Avenue, Suite 200 Fairfield | | NJ | 07004 | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(1)(ii), if applicable. **FOR OFFICIAL USE ONLY** (Address) (City) (State) (Zip Code) 02/24/2009 3397 rt• **of Regimatioo with PCAOBII• applicable)** **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a cur…Read the full text as markdown