Full text of JOSEPH GUNNAR & CO. LLC's X-17A-5 filed 2025-02-28 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## JOSEPH GUNNAR & CO., L.L.C. # STATEMENT OF FINANCIAL CONDITION December 31, 2024 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 A | NNUAL REPORTS | |---------------| | FORM X-17A-5 | | PART III | OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 | A BREAD OF COLLECTION OF COLLECTION OF CONSULTION OF CONSULTION OF CONSULTION OF CONSULTION OF CONSULTION OF CONSULTION OF CONSULTION OF CONSULTION OF CONSULTION OF CONSULTIO | SEC FILE NUMBER | | | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------|--|--|--|--| | FORM X-17A-5 | 8-41386 | | | | | | PART III | | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | | | | | | | | Filing for the period beginning 01/01/24<br>AND ENDING 12/31/24 | | | | | | | MM/DD/YY | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF FIRM: Joseph Gunnar & Co., LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br>_ Security-based swap dealer<br> Major security-based swap participant | | | | | | □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## 1000 RXR Plaza | | (No. and Street) | | | | | |-------------------------------------------------------------------------------------------------------------------|--------------------------------|---------|--------------------|--|--| | Uniondale | NY | | 11556 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Stephan Stein | 212-440-9600 | | sstein@jgunnar.com | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Alperin Nebbia & Associates, CPA, PA | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | 375 Passaic Avenue, Suite 200 Fairfield | | NJ | 07004 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 02/24/2009 | | 3397 | | | | | (Date of Registration with PCAOB)(if applicable)<br>(PCAOB Registratio…Read the full text as markdown