Full text of JOSEPH GUNNAR & CO. LLC's X-17A-5 filed 2026-03-02 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # JOSEPH GUNNAR & CO., L.L.C. # STATEMENT OF FINANCIAL CONDITION December 31, 2025 {1}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 sec file number 8-41386 # ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | |-----------------------------------------------------------------------------------------------------------|--|--| | | | | | filing for the period beginning 01/01/25 | AND ENDING 12/31/25 | |------------------------------------------|---------------------| |------------------------------------------|---------------------| MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION # NAME OF FIRM: Joseph Gunnar & Co., LLC TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 1000 RXR Plaza | | (No. and Street) | | | |--------------------------------------------------|-------------------------------------------------------------------------------------------------------------------|--------------------|--------------------------------------------| | Uniondale | NY | | 11556 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Stephan Stein | 212-440-9600 | sstein@jgunnar.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. Accountant Identification | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Alperin Nebbia & Associates, CPA, PA | | | | | (Name - if individual, state last, first, and middle name) | | | | | 375 Passaic Avenue, Suite 200 Fairfield | NJ | 07004 | | (Address) | (City) | (State) | (Zip Code) | | 02/24/2009 | | 3397 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | | | FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contain…Read the full text as markdown