Full text of JOSEPH GUNNAR & CO. LLC's X-17A-5 filed 2024-02-28 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **JOSEPH GUNNAR & CO., L.L.C. STATEMENT OF FINANCIAL CONDITION** **December 31, 2023** {1}------------------------------------------------ # **CONTENTS** December 31, 2023 | | Page | |------------------------------------------------------------|------| | REPORT<br>OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | 1 | | FINANCIAL STATEMENT | | | Statement of Financial Condition | 2 | | Notes to Financial Statement | 3-9 | {2}------------------------------------------------  #### **Report of Independent Registered Public Accounting Firm** To the Member of Joseph Gunnar & Co., LLC #### Opinion on the Financial Statement We have audited the accompanying statement of financial condition of Joseph Gunnar & Co., LLC (the "Company") as of December 31, 2023, and the related notes and schedules (collectively referred to as the "financial statement"). In our opinion, the financial statement presents fairly, in all material respects, the financial position of the Company as of December 31, 2023, in conformity with accounting principles generally accepted in the United States of America. #### Basis for Opinion This financial statement is the responsibility of the Company's management. Our responsibility is to express an opinion on this financial statement based on our audit. We are a public accounting firm registered with the Public Company Accounting Oversight Board (United States) ("PCAOB") and are required to be independent with respect to the Company in accordance with the U.S. federal securities laws and the applicable rules and regulations of the Securities and Exchange Commission and the PCAOB. We conducted our audit in accordance with the standards of the PCAOB. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statement is free of material misstatement, whether due to error or fraud. Our audit also included assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall presentation of the financial statement. We believe that our audit of the financial statement provides a reasonable basis for our opinion. We have served as the Company's auditor since 2019. Alperin, Nebbia & Associates, CPA, PA Fairfield, New Jersey February 28, 2024 {3}------------------------------------------------ # **STATEMENT OF FINANCIAL CONDITION** # December 31, 2023 #### **Assets*…Read the full text as markdown