Full text of SAMI BROKERAGE LLC's X-17A-5/A filed 2024-03-05 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### F INANCIAL S TATEMENTS AND S UPPLEMENTA L I NFORMATION SAMI Brokerage LLC Year Ended December 31, 2023 With Report and Supplemental Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ | | UNITED STATES | OMB APPROVAL | |--------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------|----------------------------------------------------| | | OMB Number: 3235-0123 | | | SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | Expires: Nov. 30, 2026<br>Estimated average burden | | | | hours per response: 12 | | | ANNUAL REPORTS | SEC FILE NUMBER | | | FORM X-17A-5 | | | | PART III | | | | | | | | FACING PAGE "" "" | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | filing for the period beginning 01/01/23 | | AND ENDING 12/31/23 | | | MM/DD/YY | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF FIRM: SAMI Brokerage LLC | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | ■ Broker-dealer | | | | □ Check here if respondent is also an OTC derivatives dealer | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | 2 High Ridge Park | | | | | (No. and Street) | | | Stamford | CT | 06905 | | (City) | (State) | (Zip Code) | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING<br>JORLANDO@SAMIPFD.COM | | | Jean Orlando | (203) 321-1136 | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | Ernst & Young | | | | | (Name - if individual, state last, first, and middle name) | | | Middleswart | Julie | | | (Address) | (City) | (State)<br>(Zip Code) | | 801 Grand Ave Des Moines | A | 50309 | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | | | | | * Claims for exemption from the requirement that the annual reports of an independent public | | {2}------------------------------------------------ | Jean Orlando | | | | , swear (or affirm) that, to the best of my knowledge and belief, the | | |--------------|--|---------------------------------------------------------------|--|---------------------…Read the full text as markdown