Full text of SPECTRUM ASSET MANAGEMENT, INC.'s X-17A-5 filed 2017-02-23 (period 2016-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
X-17A-5 0000798377 XXXXXXXX LIVE true false false 01-01-2016 12-31-2016 Broker-dealer N SPECTRUM ASSET MANAGEMENT, INC. 2 HIGH RIDGE PARK 2ND FLOOR STAMFORD CT 06905 Jean Orlando 2033211136 Ernst & Young LLP 801 Grand Avenue Des Moines IA 50309 Certified Public Accountant Jean Orlando SPECTRUM ASSET MANAGEMENT, INC. 12-31-2016 Jean Orlando CFO - FinOp Y
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