Full text of SAMI BROKERAGE LLC's X-17A-5 filed 2025-02-27 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### F INANCIAL S TATEMENTS AND S UPPLEMENTA L I NFORMATION SAMI Brokerage LLC Year Ended December 31, 2024 With Report and Supplemental Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | |---------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------|---------------------------------------------------|--------------------------------------------|--|--| | 12/31/24<br>01/01/24<br>FILING FOR THE PERIOD BEGINNING<br>AND ENDING | | | | | | | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | SAMI Brokerage LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>[ച] Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | | | ■ Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 2 High Ridge Park | | | | | | | | (No. and Street) | | | | | | Stamford | CT | | 06905 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Jean Orlando | (203) 321-1136 | | jorlando@samipfd.com | | | | (Name) | | (Email Address)<br>(Area Code - Telephone Number) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | Ernst & Young | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | Middleswart | Julie | | | | | | (Address) | (City) | (State) | (Zip Code) | | | | 801 Grand Ave | Des Moines | A | 50 303 | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | | FOR OFFICIAL USE ONLY | | | | | {2}------------------------------------------------ - - - - - - - - - - - - - - - - - - - - - - - - - - - {3}------------------------------------------------  Ernst & Young LLP Suite 3100 801 Grand Avenue Des Moines, IA 50309-2764 Tel: +1 515 243 2727 ey.com #### **Report of Independent Registered Public Accounting Firm** To the Members and Board of Directors of SAMI Brokerage LLC #### **Opinion on the Financial Statements**…Read the full text as markdown