SURETY FINANCIAL SERVICES INC. X-17A-5 (2021-02-23) — Broker-dealer annual report

Full text of SURETY FINANCIAL SERVICES INC.'s X-17A-5 filed 2021-02-23 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response ... 12.00 SEC FILE NUMBER 8- 36521 #### ANNUAL AUDITED REPORT FORM X-17A-5 PART 111 | FACING PAGE | | | | |-------------|--|--|--| | | | | | Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | | AND ENDING | 12/31/20 | |-----------------------------------------------|------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | MM/DD/YY | | MM/DD/YY | | | | | | | | OFFICIAL USE ONLY | | | | FIRM I.D. NO. | | (No. and Street) | | 11793 | | (State) | | (Zip Code) | | | | | | | | | | 2727 Paces Ferry Rd SE, Ste 2-1680<br>Atlanta | Georgia | 30339 | | (City) | (State) | (Zip Code) | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | NY | A. REGISTRANT IDENTIFICATION<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>(516) 785-2355<br>(Area Code - Telephone Number)<br>B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in the Report*<br>(Name - if individual, state last, firmi, middle name)<br>Accountant not resident in United States or any of its possessions.<br>FOR OFFICIAL USE ONLY | Claims for exemption from the requirement that the annual report be covered by the opinion of an independent must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2) Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB contro SEC 1410 (11-05) {1}------------------------------------------------ #### OATH OR AFFIRMATION ਲ ਕਰਨ ar and the search and the search and the search and the search and the search and the comments…

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