Full text of SURETY FINANCIAL SERVICES INC.'s X-17A-5 filed 2024-02-20 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | 0MB APPROVAL | |--------------------------------| | 0MB Number. 3235-123 | | Expires: Nov. 30 , 2026 | | Estimated average burden hours | | per response: 12 | SEC FILE NUMBER **8** - **36521** ### **ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** **Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILI NG FOR THE PERIOD BEGIN NI NG _____ 0 __ | l._/0,1,/ __ 2__ 3__ | | AN D EN DI NG _____ 1_.2,/ __ 3_.1/ 2._3 __ | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------|-----------------------------------------|----------------------------------------------| | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | Surety Financial Services. Inc.<br>NAME OF FIRM: | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | 0 Broker-dealer | □ Security-based swap dealer<br>□ Check here if respondent is also an OTC derivatives dealer | □ Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 3375 Park Avenue, Suite 3006 | | | | | | (No. and Street) | | | | Wantagh | NY | | 11793 | | (City) | (State) | | (Zip Code) | | | | | | | John J. Renck | (516) 785-2355 | | jack@moneval.com | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | Rubio CPA, PC | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | | 3500 Lenox Road, Suite 1500<br>(Address) | Atlanta<br>(City) | Georgia<br>(State) | 30326<br>(Zip Code) | | , I I I | | | | | 05/05/2009 | | 3514 | | | | | | (PCAOB Registration Number, if applicable) | | l"<br>of R,g;strat;o, w;th PCAOB ){;f appho,ble) | FOR OFFICIAL USE ON Ly | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public<br>' accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See…Read the full text as markdown