Full text of SURETY FINANCIAL SERVICES INC.'s X-17A-5 filed 2022-02-25 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | ANNUAL REPORTS | |----------------| | FORM X-17A-S | | PART Ill | | OMB APPROVAL | | |--------------------------|--| | OMB Number: 3235-0123 | | | Expires: Oct. 31, 2023 | | | Estimated average burden | | | hours per response: 12 | | SEC FILE NUMBER 8-36521 FACING PAGE Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 1 /1 /21 AND ENDING 12/31 /21 ~~~~~~~~- MM/DD/YY MM/DD /YY A. REGISTRANT IDENTIFllCATION NAME oF FIRM: Surety Financial Services, Inc. TYPE OF REGISTRANT (check all applicable boxes): !!!!!! Broker-dealer 0 Security-based swap dealer ::J Check here if respondent is also an OTC derivatives dealer 0 Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## 3375 Park Avenue, Suite 3006 | | (No. and Street) | | | | |---------------------------------------------------------------------------|------------------------------------------------------------|-----------------|------------------|--| | Wantagh | NY | | 11793 | | | (City} | (State} | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | John J. Ren ck | (516) 781-2000 | | jack@moneval.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | RUBIO CPA, PC | (Name - if individual, state last, first, and middle name) | | | | | 2727 Paces Ferry Rd SE, Suite 2-1680 Atlanta | | GA | 30339 | | | (Address) | (City) | (State) | (Zip Code) | | | 5/5/09 | | 3514 | | | | | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION | | financial report pertaining to the firm of Surety Financial Services, Inc.<br>as of<br>2~ is true and correct. I further swear (or affirm) that neither the company nor any | | | | | | |---|-----------------------------------------------------------------------------------------------------------…Read the full text as markdown