PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC X-17A-5 (2017-05-03) — Broker-dealer annual report

Full text of PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC's X-17A-5 filed 2017-05-03 (period 2016-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
• Form: X-17A-5
• Filed: 2017-05-03
• Period: 2016-12-31
• Accession: 0000799091-17-000004
• CIK: 799091
• File #: 8-36540
• Material weakness: No
• Auditor: PricewaterhouseCoopers
• Auditor location: New York, NY
• Contact: Robert Smit
• Phone: 973-367-1238
• Signed by: Michael McQuade (Chief Financial Officer)

Document text (excerpt)

X-17A-5 0000799091 XXXXXXXX LIVE true false false 01-01-2016 12-31-2016 Broker-dealer N PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC 655 BROAD STREET 19TH FLOOR NEWARK NJ 07102 Robert Smit 973-367-1238 PricewaterhouseCoopers 300 Madison Avenue New York NY 10017 Certified Public Accountant Michael McQuade PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC 12-31-2016 Michael McQuade Chief Financial Officer Y

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• X-17A-5 — 2026-02-23
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• X-17A-5 — 2024-02-23
• X-17A-5 — 2023-02-24
• X-17A-5 — 2022-02-25
• X-17A-5 — 2021-06-21
• X-17A-5 — 2020-02-27
• X-17A-5 — 2019-02-26
• X-17A-5 — 2018-02-23
• X-17A-5 — 2016-02-24
• X-17A-5 — 2015-04-02

Original filing on SEC EDGAR (source of record)