Prudential Investment Management Services X-17A-5 (2020-02-27) — Broker-dealer annual report

Full text of Prudential Investment Management Services's X-17A-5 filed 2020-02-27 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: Prudential Investment Management Services
• Form: X-17A-5
• Filed: 2020-02-27
• Period: 2019-12-31
• Accession: 0000799091-20-000009
• CIK: 799091
• File #: 8-36540
• Material weakness: No
• Auditor: PricewaterhouseCoopers LLP
• Auditor location: New York, NY
• Contact: Eunice Valencia
• Phone: 973-802-3907
• Signed by: Robert Smit (Chief Financial Officer)

Document text (excerpt)

X-17A-5 0000799091 XXXXXXXX LIVE false false false 01-01-2019 12-31-2019 Broker-dealer N Prudential Investment Management Services 655 Broad Street Newark NJ 07102 Eunice Valencia 973-802-3907 PricewaterhouseCoopers LLP 300 Madison Avenue New York NY 10017 Certified Public Accountant Robert Smit Prudental Investment Management Services 02-26-2020 Robert Smit Chief Financial Officer Y

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• X-17A-5 — 2021-06-21
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• X-17A-5 — 2018-02-23
• X-17A-5 — 2017-05-03
• X-17A-5 — 2016-02-24
• X-17A-5 — 2015-04-02

Original filing on SEC EDGAR (source of record)