Prudential Investment Management Services, LLC X-17A-5 (2019-02-26) — Broker-dealer annual report

Full text of Prudential Investment Management Services, LLC's X-17A-5 filed 2019-02-26 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: Prudential Investment Management Services, LLC
• Form: X-17A-5
• Filed: 2019-02-26
• Period: 2018-12-31
• Accession: 0000799091-19-000003
• CIK: 799091
• File #: 8-36540
• Material weakness: No
• Auditor: PricewaterhouseCoopers
• Auditor location: New York, NY
• Contact: Robert Smit
• Phone: 9733671238
• Signed by: Robert P. Smit (Chief Financial Officer)

Document text (excerpt)

X-17A-5 0000799091 XXXXXXXX LIVE false false false 01-01-2018 12-31-2018 Broker-dealer N Prudential Investment Management Services, LLC 655 Broad Street Newark NJ 07102 Robert Smit 9733671238 PricewaterhouseCoopers 300 Madison Ave New York NY 10017 Certified Public Accountant Robert P. Smit Prudential Investment Management Services, LLC 02-25-2019 Robert P. Smit Chief Financial Officer Y

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• X-17A-5 — 2024-02-23
• X-17A-5 — 2023-02-24
• X-17A-5 — 2022-02-25
• X-17A-5 — 2021-06-21
• X-17A-5 — 2020-02-27
• X-17A-5 — 2018-02-23
• X-17A-5 — 2017-05-03
• X-17A-5 — 2016-02-24
• X-17A-5 — 2015-04-02

Original filing on SEC EDGAR (source of record)