Full text of BRADESCO BAC FLORIDA INVESTMENTS CORP.'s X-17A-5 filed 2021-03-30 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** | 0MB Number: | | 3235-0123 | | |--------------------------|------------------|---------------------------|--| | Expires: | October 31, 2023 | | | | Estimated average burden | | | | | | | hours per response 12.00 | | | | | | | 0MB APPROVAL | SEC FILE NUMBER | |-----------------| | 8-37483 | **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | | AND ENDING 12/31/2020<br>REPORT FOR THE PERIOD BEGINNING01/01/2020 | | | | | |------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------|--------------------------------------------------------------------|----------------|--------------------------------|--| | | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME oF BROKER-DEALER: Bradesco BAC Florida Investments Corp. | | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | | | 2333 Ponce de Leon Blvd. Suite 700 | | | | | | | | | (No. and Street) | | | | | | | EL | | 33134 | | | (City) I | | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Maria E. Nodar, Financial & Operations Principal, Chief Financial Officer | | | (305) 523-6551 | | | | | | | | (Arca Code - Telephone Number) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report* | | | | | | | Horne LLP | | | | | | | | | (Name - if individual, state last, first, middle name) | | | | | | 661 Sunnybrook Road Suite 100 | Ridgeland | MS | 39157 | | | (Address) | | (City) | (State) | (Zip Code) | | | CHECK ONE: | I | | | | | | IV I | Certified Public Accountant | | | | | | B<br>Public Accountant | | | | | | | | | Accountant r ot resident m Umted States or any of its possess10ns. | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemptio…Read the full text as markdown