Full text of BRADESCO BAC FLORIDA INVESTMENTS CORP.'s X-17A-5/A filed 2022-05-11 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-5 PART Ill FACING PAGE** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-37483 **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **O 1/01/2021** MM/DD/YY AND ENDING **12/31/2021** MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Bradesco BAC Florida Investments Corp. TYPE OF REGISTRANT (check all applicable boxes): C!J Broker-dealer □ Security-based swap dealer □ Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 169 Miracle Mile (No. and Street) Coral Gables Florida 33134 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Ricardo Lanfranchi (305) 523-6526 ricardo.lanfranchi@bacflorida.com (Name) (Area Code -Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* KPMG LLP (Name - if individual, state last, first, and middle name) 345 Park Avenue New York NY 10154-0102 (Address) (City) (State) (Zip Code) 10/20/2003 185 **FOR OFFICIAL USE ONLY (PCAOB Reg,wat;oc Nombec, ;f a ppUrable) I** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, RICARDO LANFRANCHI | , swear (or affirm) that, to the best of my knowledge and belief, the | | |------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------| | 12/31 | financial report pertaining to the firm of Bradesco BAC Florida Investments Corp. | as of | | as that of a customer. | , 2�, is true and correct. I further swear…Read the full text as markdown