Full text of BRADESCO BAC FLORIDA INVESTMENTS CORP.'s X-17A-5 filed 2022-03-31 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-37483 **Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **O 1/01/2021** MM/DD/VY AND ENDING **12/31/2021** MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Bradesco BAC Florida Investments Corp. TYPE OF REGISTRANT (check all applicable boxes}: 0 Broker-dealer D Security-based swap dealer □ Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 169 Miracle Mile (No. and Street) Coral Gables Fl 33134 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Carlos A. Villela (305)789-8071 carlos.villela@bacflorida.com (Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* KPMG LLP (Name - if individual, state last, first, and middle name) 345 Park Avenue New York **NY** 10154-0102 (Address) (City) (State) (Zip Code) 10/.20/2003 185 (Date of Registration with PCAOB)(if appljcable) (PCAOB Registration Number, if applicable) **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e){l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | | | CARLOS A. VILLELA | | | | | | |--|--|-------------------|--|--|--|--|--| |--|--|-------------------|--|--|--|--|--| I, CARLOS A VILLELA , swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of Bradesco BAC Florida Investments Corp. • as of 12/31 . 2~, is true and correct. I further swear (or affirm) that neither the company nor any partner, officer, director, or equivalent person, as the case may be, ha…Read the full text as markdown