Full text of SUSQUEHANNA INVESTMENT GROUP's X-17A-5 filed 2021-02-25 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITEDS'TATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** **0MB APPROVAL** 0MB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per resoonse ...... 12.00 SEC FILE NUMBER B-37520 ## **ANNUAL AUDITED REPORT FORM X-17A•5 PART Ill** **FAClNG PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGfNNTNG | 0 1 /0 1 /20 | AND ENDING ------- | 12/31 /20<br>-<br>- | | | |-------------------------------------------------------------------------------------------------|--------------------------------------------------------|--------------------|-------------------------------|--|--| | | MM/DD/YY | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF BROKER-DEALER: SUSQUEHANNA INVESTMENT GROUP | | | OFFICIAL USE ONLY | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>401 CITY AVENUE, SUITE 220 | | | FIRM 1.0. NO. | | | | | (No. and Street) | | | | | | BALACYNWYD | PA | | 19004 | | | | (City) | (S181e) | | (Zip Code) | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT TN REGARD TO THIS REPORT<br>ROBERT SACK | | 610-617-2812 | | | | | | B. ACCOUNTANT IDENTIFICATION | | (Arca Code -Telephone Number) | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report* | | | | | | | EISNERAMPER, LLP | | | | | | | | (Name - if individual, state last. first, middle name) | | | | | | 733 THIRD AVENUE | NEW YORK | NY | 10017 | | | | (Address) | (City) | (Slate) | (Zip Code) | | | | CHECK ONE: | | | | | | | I✓ jcertificcl Public Accountant | | | | | | | BPublic Accountant | | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | *•Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of/acts and circumstances relied on as the basis/or the exemption. See Section 240.l 7a-5(e)(2)* > **Potential persons who are to respond to the collectlon of** Information contained In this form are not required to respond unless the form dlsplays a currentlyvalld 0MB control number. SEC 1410 (11-05) {1}------------------------------------------------ ### **OATH OR AFFIRMATION** | I,<br>_ | R _O_B_E_R_T_S_A_C__K _________________…Read the full text as markdown