Full text of SUSQUEHANNA INVESTMENT GROUP's X-17A-5 filed 2023-03-01 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 > **ANNUAL REPORTS FORM X-17A-5 PART Ill** **0MB APPROVAL OMA Number 3235-0123 Exp11e, Ocl 31. 2023** rs1 **,m�IPcf � • ..,�ge burden hours per rn,pon!>e 12** **SEC FILE NUMBER** 8-37520 FACING PAGE **Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of** 1934 FILING FOR THE PERIOD BEGINNING **O 1/01/2022** ANO ENDING **12/31/2022** **MM/DD/YY** **MM/DD/VY** **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: SUSQUEHANNA INVESTMENT GROUP TYPE OF REGISTRANT (check all applicable boxes): G Broker-dealer D Security-based swap dealer D Major security-based swap participant **::J Check here if respondent 1s also an OTC derivatives dealer** ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 401 CITY AVENUE, SUITE 220 | | B. ACCOUNTANT IDENTIFICATION | | | | |----------------------------------------------|------------------------------|------------------|--|--| | (Name) | (Email Address) | | | | | ROBERT SACK<br>610-617-2812 | | ROB.SACK@SIG.COM | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | (City) | (State) | (Zip Code) | | | | BALA CYNWYD | PA | 19004 | | | | | (No. and Street) | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing t # EISNERAMPER, LLP | | (Name- ,f individual, state last, first. and middle name) | | | |--------------------------------|-----------------------------------------------------------|----------------|------------------------| | 733 THIRD AVENUE | NEW YORK | NY | 10017 | | (Address) | (City) | (State) | (Zip Code) | | l"<br>09/29/2003 | | 274 | | | of ,,.,ua<br>,;o, w;,h PO\DB)l | | JPCAOB Reg;m,. | ;o,, N,mbo,, ,f awlkob | | ;f a | ppb�bl•I FOR OFFICIAL USE ONL y | | ] | | | | | | **• Cl,ums for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as lhe basis or the P.xemption** *See* **17 CFR 240.l 7a-S(e)( l)(ii), if applicable.** **Persons who are to respond to th<! coll<!ction of information contained in this form ar� not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** **I, ROBERT SACK swear (or affirm) that, to the best of my knowledge and belief, the fin…Read the full text as markdown