Full text of SUSQUEHANNA INVESTMENT GROUP's X-17A-5 filed 2022-02-24 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** **0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden** ### **ANNUAL REPORTS FORM X-17A-5 PART Ill** | hours per response: 12 | | |------------------------|--| | SEC F LE NUMBER | | | 8-37520 | | #### **FACING PAGE** **Information Required Pursuant to Rules 17a•S, 17a•12, and 18a-7 under the Securities Exchange Act of 1934** | FILING F<br>OR THE PERI | _2_0___<br>21<br>_<br>OD BEGINNING __ o_l/_o_l/_ | AND ENDING __ | _1_1 21_3102_2<br>1<br>__<br>_ | | | |------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------|-----------------------------------------|-----------------------------------------|--|--| | | MM/DD/VY | | MM/DD/VY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | OFIRM: __ s _us_o_uE_H_<br>AME<br>N | T_M_E_N_T_G_<br>_N_N_<br>_I_N_V_ES_<br>P | R__o_u__________ | ______ _ | | | | TYPE OF REGISTR<br>isa' Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | ANT (check all applicable boxes):<br>□ Security-based swap dealer | D Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE | OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 401 CITY AVENUE, SUITE 220 | | | | | | | | {No. and Street) | | | | | | BALA CYNWYD | PA | | | | | | {City) | (State) | | 19004<br>(Zip Code) | | | | PERS<br>ON TO C<br>ONTACT WITH REG | ARD TO THIS FILING | | | | | | ROBERT SACK | 610-617-2812 | | ROB.SACK@SIG.COM | | | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC<br>ACC<br>EISNERAMPER, LLP | OUNTANT whose reports are contained in this filing* | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 733 THIRD AVENUE | NEW YORK | | | | | | (Address) | (City) | (State) | (Zip Code) | | | | 09/29/2003 | | | 274 | | | | | | | IPOIOB Reg;m,.,oo Nembe,, ;f , ppH�ble) | | | | | FOR OFFICIAL USE ONLY | | I | | | | • Claims for exempt on from the requirement that the annual reports be covered by the reports of an independent public | | | | | | **accountant must be supported by a statement of facts and circumstances relied on as the basis off the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable.** **Persons who are to re…Read the full text as markdown