Full text of STANCORP EQUITIES, INC.'s X-17A-5 filed 2023-03-22 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **(SEC I.D. NO. 8**-**37563)** ### **FINANCIAL STATEMENTS AND SUPPLEMENTAL SCHEDULES AS OF AND FOR THE YEAR ENDED DECEMBER 31, 2022 AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM** \* \* \* \* \* \* **Filed pursuant to Rule 17a-5(e)(3) under the Securities Exchange Act of 1934 as a PUBLIC DOCUMENT.** {1}------------------------------------------------ ## **UNITED STATES SECURITIES AND EXCHANGE COMMISSION** **Washington, D.C. 20549** #### OMB Number: 3235‐0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 OMB APPROVAL ## **ANNUAL REPORTS FORM X‐17A‐5 PART III** | SEC FILE NUMBER | |-----------------| | 8‐37563 | # **FACING PAGE Information Required Pursuant to Rules 17a‐5, 17a‐12, and 18a‐7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING 01/01/2022 AND ENDING 12/31/2022 MM/DD/YY MM/DD/YY **B. REGISTRANT IDENTIFICATION** NAME OF FIRM: StanCorp Equities, Inc. TYPE OF REGISTRANT (check all applicable boxes): X Broker‐dealer ☐ Security‐based swap dealer ☐ Major security‐based swap participant ☐ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 1100 S.W. Sixth Avenue, 8th Floor (No. and Street) | | Portland<br>OR | | 97204 | | |--------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------|--------------------------------------------|--------------------------|--| | | (City)<br>(State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Charles Lim | 971-321-3830 | | Charles.Lim@standard.com | | | (Name) | (Area Code – Telephone Number) | (Email Address) | | | | | A.<br>ACCOUNTANT IDENTIFICATION | | | | | Mayer Hoffman McCann P.C. | (Name – if individual, state last, first, and middle name)<br>1000 Campbell Mithun Tower, 222 S. Ninth St., Minneapolis | MN | 55402 | | | (Address) | (City) | (State) | (Zip Code) | | | 10/22/2003 | | 199 | | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | | FOR<br>OFFICIAL<br>USE<br>ONLY | | | | | | | | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. Se…Read the full text as markdown