Full text of STANCORP EQUITIES, INC.'s X-17A-5 filed 2024-03-08 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **(SEC I.D. NO. 8**-**37563)** **FINANCIAL STATEMENTS AND SUPPLEMENTAL SCHEDULES AS OF AND FOR THE YEAR ENDED DECEMBER 31, 2023 AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM** \* \* \* \* \* \* **Filed pursuant to Rule 17a-5(e)(3) under the Securities Exchange Act of 1934 as a PUBLIC DOCUMENT.** {1}------------------------------------------------ ## **UNITED STATES SECURITIES AND EXCHANGE COMMISSION** **Washington, D.C. 20549** #### OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 OMB APPROVAL # **ANNUAL REPORTS FORM X-17A-5 PART III** | SEC FILE NUMBER | | |-----------------|--| | 8-37563 | | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | 01/01/2023 | AND ENDING | 12/31/2023 | | | |-------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|----------------------------------------|-----------------|--------------------------------------------|--| | | MM/DD/YY | | MM/DD/YY | | | | B.<br>REGISTRANT IDENTIFICATION | | | | | | | NAME OF FIRM: StanCorp Equities, Inc. | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>X Broker-dealer<br>܆ Check here if respondent is also an OTC derivatives dealer | ܆Security-based swap dealer | ܆Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 1100 S.W. Sixth Avenue, 8th Floor | | | | | | | | (No. and Street) | | | | | | Portland | OR | | | 97204 | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Shannon Martin | 971-321-7943 | | | Shannon.Martin@standard.com | | | (Name) | (Area Code – Telephone Number) | | (Email Address) | | | | | A.<br>ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | Mayer Hoffman McCann P.C. | (Name – if individual, state last, first, and middle name) | | | | | | 1000 Campbell Mithun Tower, 222 S. Ninth St., Minneapolis | | | MN | 55402 | | | (Address) | (City) | | (State) | (Zip Code) | | | 10/22/2003 | | 199 | | | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | | | FOR…Read the full text as markdown