Full text of STANCORP EQUITIES, INC.'s X-17A-5 filed 2025-03-20 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **(SEC I.D. NO. 8**-**37563)** ### **FINANCIAL STATEMENTS AND SUPPLEMENTAL SCHEDULES AS OF AND FOR THE YEAR ENDED DECEMBER 31, 2024 AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM** \* \* \* \* \* \* **Filed pursuant to Rule 17a-5(e)(3) under the Securities Exchange Act of 1934 as a PUBLIC DOCUMENT.** {1}------------------------------------------------ # **UNITED STATES SECURITIES AND EXCHANGE COMMISSION** **Washington, D.C. 20549** #### OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 OMB APPROVAL # **ANNUAL REPORTS FORM X-17A-5 PART III** **FACING PAGE** | SEC FILE NUMBER | |-----------------| | | | 8-37563 | # **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING 01/01/2024 AND ENDING 12/31/2024 MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: StanCorp Equities, Inc. TYPE OF REGISTRANT (check all applicable boxes): X Broker-dealer ܆ Security-based swap dealer ܆ Major security-based swap participant ܆ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 1100 S.W. Sixth Avenue, 8th Floor (No. and Street) Portland OR 97204 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING | Shannon Martin | 971-321-7943 | Shannon.Martin@standard.com | |----------------|--------------------------------|-----------------------------| | (Name) | (Area Code – Telephone Number) | (Email Address) | #### **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* #### Moss Adams LLP | (Name – if individual, state last, first, and middle name) | | | | | | |------------------------------------------------------------|-----------------------|--------------------------------------------|------------|--|--| | 805 Southwest Broadway, Suite 1400 | Portland | OR | 97205 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 10/16/2003 | | 659 | | | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | | | FOR OFFICIAL USE ONLY | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-…Read the full text as markdown