Full text of FIRST WESTERN SECURITIES, INC.'s X-17A-5 filed 2022-09-20 (period 2022-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** OMB APPROVAL OMB Number: ϯϮϯϱͲϬϭϮϯ Expires: KĐƚ͘ϯϭ͕ϮϬϮϯ Estimated average burden hours per response: # **ANNUAL REPORTS FORM X-17A-5 PART III** | SEC FILE NUMBER | |-----------------| | 8<br>-<br>37613 | **FACING PAGE** | | B. ACCOUNTANT IDENTIFICATION | | | | |---------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------|--|----------------------------------------|--| | (Name) | (Area Code – Telephone Number) | | (Email Address) | | | Craig<br>Kilpatrick | (817)<br>553-1492<br>_____________________________________________________________________________________ | | ckilpatrick@firstwesternsecurities.com | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | (City) | (State) | | (Zip Code) | | | Hurst | Texas<br>_____________________________________________________________________________________ | | 76053 | | | | (No. and Street) | | | | | 669<br>Airport<br>Freeway,<br>_____________________________________________________________________________________ | Ste<br>409 | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | ܆<br>܆<br>Broker-dealer<br>■<br>܆ Check here if respondent is also an OTC derivatives dealer | ܆<br>Security-based swap dealer | | Major security-based swap participant | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | First<br>Western<br>NAME OF FIRM: _______________________________________________________________________ | Securities,<br>Inc. | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | MM/DD/YY | | MM/DD/YY | | | FILING FOR THE PERIOD BEGINNING _____________________ AND ENDING ______________________ | 07/01/21 | | 06/30/22 | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* #### \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ Phillip V. George, PLLC (Name – if individual, state last, first, and middle name) | 5179<br>CR<br>1026<br>______________________________________________________________________________…Read the full text as markdown