Full text of FIRST WESTERN SECURITIES, INC.'s X-17A-5 filed 2023-09-21 (period 2023-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER 8 - 37613 (PCAOB Registration Number, if applicable) # ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | |-----------------------------------------------------------------------------------------------------------|--|--|--| |-----------------------------------------------------------------------------------------------------------|--|--|--| | FILING FOR THE PERIOD BEGINNING 07/01/22 | | | | | |---------------------------------------------------------------------------------------------------------------------------------|-----------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--|--| | MM/DD/YY | | MM/DD/YY | | | | | | | | | | NAME OF FIRM: First Western Securities, Inc. | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | | | | | | | | | | | | 669 Airport Freeway, Ste 409 | | | | | | (No. and Street) | | | | | | Texas | | 76053 | | | | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | (817) 553-1492 | | ckilpatrick@firstwesternsecurities.com | | | | (Area Code - Telephone Number) | (Email Address) | | | | | | | | | | | | | | | | | | | | | | | Celeste | Texas | 75423 | | | | (City) | (State) | (Zip Code) | | | | | 3366 | | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934<br>AND ENDING 06/30/23<br>A. REGISTRANT IDENTIFICATION<br>Major security-based swap participant<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)<br>B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>(Name - if individual, state last, first, and middle name) | | | (…Read the full text as markdown