Full text of FIRST WESTERN SECURITIES, INC.'s X-17A-5 filed 2024-09-23 (period 2024-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | OMB APPROVAL | |---------------------------| | OMB Number: 3235 0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response:<br>12 | | | # ANNUAL REPORTS FORM X-17A-5 PART III | : Surs per response. | | |----------------------|--| | | | | SEC FILE NUMBER | | | 8-37613 | | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 Filing for the period beginning 07/01/23 MM/DD/YY AND ENDING 06/30/24 MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: First Western Securities, Inc. TYPE OF REGISTRANT (check all applicable boxes): 🇿 Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 669 Airport Freeway, Ste. 409 | | (No. and Street) | | |----------------------------------------------|----------------------------------------------------------------------------|----------------------------------------| | Hurst | TX | 76053 | | (City) | (State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | Craig Kilpatrick | 817-553-1492 | ckilpatrick@firstwesternsecurities.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | B. Accountant IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing * | | | Phillin V George PL C | | | | | (Name - if individual, state last, first, and middle name) | | | |--------------------------------------------------|------------------------------------------------------------|---------|--------------------------------------------| | 5179 CR 1026 | Celeste | X | 15473 | | (Address) | (City) | (State) | (Zip Code) | | 02/24/2009 | | 3366 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ ### OATH OR AFFIRM…Read the full text as markdown