Full text of RHODES SECURITIES, INC.'s X-17A-5 filed 2024-07-17 (period 2024-04-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | SECURITIES AND EXCHANGE COMMISSION | OMB APPROVAL<br>OMB Number: 3235-0123<br>Expires: Nov. 30, 2026<br>Estimated average burden<br>hours per response:<br>12<br>SEC FILE NUMBER<br>8-37689 | | | | | |-------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------|--|--|--| | | III<br>PART | i i | | | | | | Information Required Pursuant to Rules 17a-5, | FACING PAGE<br>17a-12, | | and 18a-7 under the Securities Exchange Actof *1934 * | | | | | | 05/01/23 | | *<br>04/30/24 | | | | | FILING FOR THE PERIOD BEGINNING | MM/DD/YY | AND ENDING | MM/DD/YY | | | | | A.<br>REGISTRANT IDENTIFICATION | | | | | | | | Rhodes | Inc.<br>Securities, | | | | | | | NAME OF FIRM: | | | | | | | | TYPE OF REGISTRANT (check all<br>0<br>Broker-dealer<br>Security-based<br>Check here if respondent is also an OTC derivatives dealer | boxes):<br>applicable<br>Major<br>swap dealer | security-based | swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: | use a P.O,<br>(Do not<br>box no.) | | | | | | | Ste.<br>St.,<br>306<br>W<br>7th | 1000 | | | | | | | | (No. and<br>Street) | | | | | | | Fort<br>Worth | TX | | 76102 | | | | | (City) | (State) | (Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | J.<br>Gordon<br>Rhodes | 817.334.0455 | | gr@rsi2.com | | | | | (Name) | (Area Code -Telephone<br>Number) | | (Email Address) | | | | | | B.<br>ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose<br>Co.,<br>PC<br>McBee<br>&<br>(Name -if | reports<br>in<br>are contained<br>individual,<br>state last,first,<br>and middle name) | filing*<br>this | | | | | | 718<br>Paulus<br>Avenue | Dallas | TX | 75214 | | | | | (Address)<br>09/22/09 | (City) | (State)<br>3631 | (Zip Code) | | | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number,if | applicable) | | | | | | FOR OFFICIAL USE ONLY | | | | | | | l<br>)(ii),if<br>applicable.<br>CFR 240.17a-5(…Read the full text as markdown