Full text of RHODES SECURITIES, INC.'s X-17A-5 filed 2025-07-29 (period 2025-04-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | SECURITIES AND EXCHANGE COMMISSION | 0MB APPROVAL<br>0MB Number: 3235-0123<br>Expires: Nov. 30, 2026<br>Estimated average burden<br>hours per response:<br>I 2 | | | | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------|---------------------|-------------------------------------------|--|--|--| | | ANNUAL REPORTS | | | | | | | | FORM X-17 A-5 | | SEC FILE NUMBER | | | | | | PART Ill | | 8-37689 | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securitres Exchange Act of 1934 | FACING PAGE | | | | | | | FILING FOR THE PERIOD BEGINNING 05/01 /24 | MM/DD/YY | AND ENDING 04f30f25 | MM/DD/YY | | | | | | | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME oF FIRM: | Rhodes Securities, Inc. | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>□<br>0 Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | Security-based swap dealer | | D Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 306 W 7th St., Ste. 1000 | | | | | | | | | (No. and Street) | | | | | | | Fort Worth | TX | | 76102 | | | | | (City) | (State) | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | J.<br>Gordon Rhodes<br>817.334.0455 | | | gr@rsi2.com | | | | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>McBee & Co., PC | | | | | | | | | (Name -if individual, state last, first, and middle name) | | | | | | | 718 Paulus Avenue | Dallas | | TX<br>75214 | | | | | (Address)<br>09/22/2009 | (City) | (State)<br>3631 | (Zip Code) | | | | | | | | (PCAOB R,g;strnt,o, N,mbe,, ;f appUcabi,) | | | | | | FOR OFFICIAL USE ONLY | | | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public<br>accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 | | | I | | | | CFR 240.17a-S(e)…Read the full text as markdown