Full text of RHODES SECURITIES, INC.'s X-17A-5 filed 2026-07-29 (period 2026-04-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** **OMB APPROVAL OMB Number: 323S-0123 Expires:Nov. 30. 2026 Estimated average burden hours per response: 12** # **ANNUAL REPORTS FORM X-17A-5 PART III** | SEC FILE NUMBER | | |-----------------|--| | 8-37689 | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------|------------|-------------------------------------------|--|--| | | 05/01/25 | | 04/30/26 | | | | FILING FOR THE PERIOD BEGINNING | MM/DD/YY | AND ENDING | MM/DD/YY | | | | | REGISTRANT IDENTIFICATION<br>A. | | | | | | Rhodes<br>NAME OF FIRM: | Securities<br>Inc<br>, | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>D<br>0<br>Major security-based swap participant<br>Broker-dealer<br>Security-based swap dealer<br>Check here if respondent is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | St<br>Ste<br>W<br>7th<br>306<br>., | 1000 | | | | | | | (No. and Street) | | | | | | Fort<br>Worth | TX | | 76102 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Gordon<br>Rhodes | gr@rsi2<br>817-334/0455 | | .com | | | | (Name) | (Email Address)<br>(Area Code -Telephone Number) | | | | | | | ACCOUNTANT IDENTIFICATION<br>B. | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | Co<br>PC<br>McBee<br>&<br>., | | | | | | | | (Name -if individual,state last,first, and middle name) | | | | | | Avenue<br>718<br>Paulus | Dallas | TX | 75214 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 09/22/2009 | | 3631 | | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number,if applicable) | | | | | FOR OFFICIAL USE ONLY | | | | | •Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by <sup>a</sup> statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii).if applicable. Persons who are…Read the full text as markdown