Full text of MIZUHO SECURITIES USA LLC's X-17A-5 filed 2021-06-01 (period 2021-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Consolidated Statement of Financial Condition March 31, 2021 With Report of Independent Registered Public Accounting Firm  {1}------------------------------------------------ UNITEDSTATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549 8- SEC FILE NUMBER # hours per response.. . . . . 12.00 ANNUAL AUDITED REPORT FORM X-17A-5 PART III FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | MM/DD/YY | | MM/DD/YY | | | |----------------------------------------------------------------------------------------------------|---------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--|--| | | | | | | | | | OFFICIAL USE ONLY | | | | | | FIRM I.D. NO. | | | | | | | | | | (No. and Street) | | | | | | | | __________________________ | | | | (State) | | (Zip Code) | | | | | | _________________________ | | | | | | (Area Code – Telephone Number) | | | | | | | | | | | | | | | | | | | | | | (City) | (State) | (Zip Code) | | | | | | | | | | Certified Public Accountant<br>Accountant not resident in United States or any of its possessions. | | | | | | | | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | REPORT FOR THE PERIOD BEGINNING______________________________ AND ENDING______________________________<br>A. REGISTRANT IDENTIFICATION<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>___________________________________________________________…Read the full text as markdown