Full text of MIZUHO SECURITIES USA LLC's X-17A-5 filed 2022-05-31 (period 2022-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Consolidated Statement of Financial Condition March 31, 2022 With Report of Independent Registered Public Accounting Firm  {1}------------------------------------------------ | | | (No. and Street) | | | | |----------------------------------------------|--------------------------------------------------|------------------------------------------------------------|--------------------------------------------|------------|--| | New York | | NY | | 10020 | | | (City) | | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Mitchell Billek | (201) 626-1286 | | Mitchell.Billek@mizuhogroup.com | | | | (Name) | | (Area Code - Telephone Number) | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | Ernst & Young LLP | | (Name - if individual, state last, first, and middle name) | | | | | One Manhattan West | | NY | NY | 10001 | | | (Address) | | (City) | (State) | (Zip Code) | | | 10/20/2003 | | | 42 | | | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | {2}------------------------------------------------ {3}------------------------------------------------ - - - - - - - {4}------------------------------------------------ # Consolidated Statement of Financial Condition March 31, 2022 # Contents | Report of Independent Registered Public Accounting Firm | 1 | |---------------------------------------------------------|---| | Consolidated Statement of Financial Condition | 2 | | Notes to Consolidated Statement of Financial Condition | 3 | {5}------------------------------------------------  One Manhattan West New York, NY 10001 Ernst & Young LLP Tel: +1 212 773 3000 Fax: +1 212 773 6350 ey.com ### Report of Independent Registered Public Accounting Firm To the Board of Directors and Member of Mizuho Securities USA LLC ### Opinion on the Financial Statement We have audited the accompanying consolidated statement of financial condition of Mizuho Securities USA LLC (the Company) as of March 31, 2022 and the related notes (the "consolidated financial statement"). In our opinion, the consolidated financial statement presents fairly, in all material respects, the financial position of the Company at March 31, 2022, in conformity with U.S. generally accepted accounting principles. ### Basis for Opinion This financial st…Read the full text as markdown