Full text of MIZUHO SECURITIES USA LLC's X-17A-5 filed 2025-05-30 (period 2025-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Consolidated Statement of Financial Condition March 31, 2025 With Report of Independent Registered Public Accounting Firm  {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART Ill | | 0MB APPROVAL | | | | | |--------------------------|----|--|--|--| | 0MB Number: 3235-0123 | | | | | | Expires: Nov. 30, 2026 | | | | | | Estimated average burden | | | | | | hours per response: | 12 | | | | | | | | | | | SEC FILE NUMBER | | |-----------------|--| | 8-37710 | | # **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **04/01/2024** MM/DD/VY AND ENDING **03/31/2025** MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM : Mizuho Securities USA LLC TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer □ Security-based swap dealer □ Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 1271 Avenue of the Americas (No. and Street) New York NY (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 10020 (Zip Code) David Wong (646) 908-7063 David.Wong@mizuhogroup.com (Name) (Area Code -Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Ernst & Young LLP (Name - if individual, state last, first, and middle name) One Manhattan West **NY NY** 10001 (Address) (Cit y) (State} (Zip Code} **10/20/2003 42 (PCAOB Reg;mauoa N,mbe,, ;r a,pHcable)** I \* Claims for exemption from t he requ irement that the annual reports be covered by the reports of an independent publ ic **rte of Reg;,rnn;o, w;th PCAOB)(ff applkable)** accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e}(l)(ii}, if applicable. **Persons.who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** **FOR OFFICIAL USE ONLY** {2}------------------------------------------------ #### **OATH OR AFFIRMATION** I, David Wong swear (or affirm) that, to the best of my knowledge and belief, the financial r…Read the full text as markdown