CALTON & ASSOCIATES, INC. X-17A-5 (2017-11-28) — Broker-dealer annual report

Full text of CALTON & ASSOCIATES, INC.'s X-17A-5 filed 2017-11-28 (period 2017-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: CALTON & ASSOCIATES, INC.
• Form: X-17A-5
• Filed: 2017-11-28
• Period: 2017-09-30
• Accession: 0000822648-17-000008
• CIK: 822648
• File #: 8-38635
• Material weakness: No
• Auditor: Raulerson Castillo & Company, PA
• Auditor location: Plant City, FL
• Contact: David Cole
• Phone: (813) 264-0440 x208
• Signed by: David S. Cole (SVP, Chief Financial Officer)

Document text (excerpt)

X-17A-5 0000822648 XXXXXXXX LIVE true false false 10-01-2016 09-30-2017 Broker-dealer N CALTON & ASSOCIATES, INC. 2701 N ROCKY POINT DRIVE SUITE 1000 TAMPA FL 33607 David Cole (813) 264-0440 x208 Raulerson Castillo & Company, PA 1907 S Alexander St. Suite 2 Plant City FL 33566 Certified Public Accountant David S. Cole CALTON & ASSOCIATES, INC. 09-30-2017 David S. Cole SVP, Chief Financial Officer Y

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• X-17A-5/A — 2024-01-02
• X-17A-5 — 2023-12-27
• X-17A-5/A — 2022-12-29
• X-17A-5 — 2022-12-21
• X-17A-5 — 2021-11-24
• X-17A-5 — 2020-11-25
• X-17A-5 — 2019-11-27
• X-17A-5 — 2018-11-28
• X-17A-5/A — 2016-12-21
• X-17A-5 — 2016-11-29

Original filing on SEC EDGAR (source of record)