CALTON & ASSOCIATES, INC. X-17A-5 (2019-11-27) — Broker-dealer annual report

Full text of CALTON & ASSOCIATES, INC.'s X-17A-5 filed 2019-11-27 (period 2019-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Document text (excerpt)

X-17A-5 0000822648 XXXXXXXX LIVE true false true 10-01-2018 09-30-2019 Broker-dealer N CALTON & ASSOCIATES, INC. 2701 N ROCKY POINT DRIVE SUITE 1000 TAMPA FL 33607 David Cole 8132640440 Prida Guida & Perez, P.A. 1106 North Franklin Street Tampa FL 33602 Certified Public Accountant David S. Cole CALTON & ASSOCIATES, INC. 09-30-2019 Davis S. Cole Senior Vice President, Chief Financial Officer Y

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