Full text of GUZMAN & COMPANY's X-17A-5 filed 2025-03-31 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | UNITED STATES | | | | | |------------------------------------|--|--|--|--| | SECURITIES AND EXCHANGE COMMISSION | | | | | | Washington, D.C. 20549 | | | | | | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART Ill | # SEC FILE NUMBER 8-38646 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a:-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **O 1/01/2024** AND ENDING **12/31/2024** MM/DD/YY MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Guzman & Company TYPE OF REGISTRANT (check all applicable boxes): [!] Broker-dealer □ Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.} 101 Aragon Avenue | | | (No. and Street) | | | | |-------------------------------------------------------------------------------------------|---------------------------------------------------|------------------------------------------------------------|---------------------|---------------------------------------------|--| | Coral Gables | | Florida | | 33134 | | | (City) | | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Alexis G. Miller | | (305) 37 4 3600 | agmiller@guzman.com | | | | (Name) | (Area Code - Telephone Number)<br>(Email Address) | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>BOO USA, P.C | | {Name - if individual, state last, first, and middle name) | | | | | 100 SE 2nd St. Suite 1700 | | Miami | FL | 33131 | | | (Address) | | (City) | (State} | (Zip Code) | | | 10/08/2003 | | | 243 | | | | (rte of Registration with PCAOB)(lf applicable) | | | | (PCAOB Registration Number, If appllcable)I | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement offacts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e}(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** l, Alexis G.…Read the full text as markdown